Broker-Dealer Attorney in CT
Great opportunity for an experienced broker-dealer attorney to join one of the largest diversified financial services organizations in the world. In this role you will provide day-to-day legal support for the business regarding the provision of broker-dealer legal services to wholesale and retail broker-dealers. In addition you would provide support to the business division related to distribution matters, including general account, insurance, broker-dealer and other distribution programs. This position ideally will be located in Windsor, CT. Great compensations, bonus and relocation assistance provided. The preferred candidate will have 3+ years of experience in broker-dealer operations and regulatory matters, contract drafting experience and strong academic credentials. If you want the position of a life-time – here is the position you’ve been looking for. Don’t delay submit your resume for immediate consideration.
Timothy P. Mahoney, Esq.
Executive Director
Special Counsel
Direct 612-340-0233
Cell 612-964-5341
Fax 612-340-1218
timothy.mahoney@specialcounsel.com